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NEW YORK–(BUSINESS WIRE)–International law firm Dorsey & Whitney LLP is pleased to announce that David Tang has joined Dorsey as a partner in the New York-based investment management firm.
David provides regulatory compliance advice to investment advisers, including private fund managers. David assists managers in the design and implementation of best practice compliance policies and procedures covering topics such as the code of ethics – personal trading, marketing, insider trading, expert networks, alternative data, better execution, soft dollars, investment allocation, expense allocation, valuation, cross trading, short selling, conflicts of interest, confidentiality, business continuity, cyber security and record keeping. David has successfully represented numerous investment managers in the SEC review process. It also helps investment advisors prepare for SEC exams by performing privileged and confidential audit simulations. David prepares and advises managers on compliance with new rules, such as the new SEC Marketing Rule. David regularly advises investment managers on SEC registration and available exemptions. In addition to regulatory compliance, David has extensive experience in forming and representing private funds.
David joins Dorsey from the investment management group of Seward & Kissel LLP, where he founded and led the firm’s regulatory compliance advisory business, providing legal advice and outsourced support to investment managers. David earned his JD from UCLA School of Law and his BA in Economics and History, magna cum laudefrom Binghamton University.
“David brings a wealth of investment management and regulatory compliance experience to our New York office,” said Bill Stoeri, Managing Partner of Dorsey & Whitney. “Dorsey has strategically grown his investment management practice in the New York office and across the company, and David is a terrific addition to that team.”
About Dorsey & Whitney LLP
Clients have counted on Dorsey as a valued business partner since 1912. With offices in the United States and Canada, Europe and the Asia-Pacific region, Dorsey provides grounded, results-oriented advice for legal and business of its customers. Dorsey represents a number of the world’s most successful companies across a wide range of industries, including banking and financial institutions; development and infrastructure; energy and natural resources; food, beverages and agribusiness; Health care; and technology.
